Insurance · Policy Provisions and Riders

A policyowner takes a policy loan against the cash value of their whole life policy. The policyowner dies before repaying the loan. What happens?

Correct answer

The outstanding loan balance plus accrued interest is deducted from the death benefit; the net amount is paid to the beneficiary; the policy remains in force as long as cash value minus loan balance exceeds policy charges

  1. A The policy is void and no benefit is paid
  2. B The outstanding loan balance plus accrued interest is deducted from the death benefit; the net amount is paid to the beneficiary; the policy remains in force as long as cash value minus loan balance exceeds policy charges
  3. C The beneficiary must repay the loan before receiving the death benefit
  4. D The death benefit automatically doubles to compensate for the loan

Why this is the answer

POLICY LOANS against permanent life insurance cash value are a unique feature of these products. Understanding how they work is heavily tested on licensing exams. HOW POLICY LOANS WORK: The policyowner can borrow up to the cash surrender value (minus any surrender charges) at any time without a credit check; interest accrues on the loan (set by the policy, typically 5-8%); the loan is not 'due' — the policyowner can repay whenever they choose or never; there is no repayment schedule or credit bureau reporting; UPON DEATH WITH OUTSTANDING LOAN: The insurance company deducts the LOAN BALANCE plus any ACCRUED INTEREST from the death benefit; the remaining amount is paid to the beneficiary; the insurer does NOT pursue the estate for repayment — the deduction from the death benefit IS the repayment; WHILE ALIVE WITH OUTSTANDING LOAN: If the loan plus interest grows to equal the cash value, the policy lapses (termination of the policy with possible taxable income if the loan principal exceeded basis); annual statements will show loan balance and warn when this is approaching; INCOME TAX IMPLICATIONS: Policy loans are generally NOT income (they are debt, not received value) while the policy is in force; HOWEVER, if the policy lapses with an outstanding loan AND the loan exceeds the policy owner's basis (premiums paid minus dividends received), the excess IS taxable income; PARTIAL SURRENDERS: Similar to loans but reduce the face amount — different tax treatment.
Source: Life Insurance License Exam, Policy Loans

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